Search for: "RAYMOND PIERCE"
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8 Dec 2011, 9:01 am
Raymond Pierce, who has served as dean of the NCCU School of Law since 2005, will step down as of next summer. [read post]
26 Jun 2021, 8:20 pm
Raymond Pierce points out that for equitable education to exist, public schools need true... [read post]
23 Mar 2015, 6:11 am
And they are: Ray Brescia (Albany Law School); Alberto Coll (DePaul College of Law); Raymond Pierce, (partner at Nelson Mullins Riley & Scarborough); and Kathleen Boozang and Erik Lillquist (both of Seton Hall). [read post]
1 Nov 2019, 4:53 am
featured in today's Securities Industry Commentator:SEC Division of Enforcement 2019 Annual Report (SEC Release)In]Securities Guest Blog: Wishin' I Was Stoned by Aegis Frumento Esq (BrokeAndBroker.com Blog) FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. to Pay More Than $12 Million in Restitution to Customers for Supervisory Failures Involving 529 Plan Share… [read post]
31 Dec 2008, 11:28 am
Your 2009 governing board is: Chair Shane Wright, Isaacson & Raymond, Lewiston Chair-elect Frank Bishop, Pierce Atwood, Portland Immediate Past Chair Scott Quigley, Laskoff & Associates, Lewiston Secretary Mikaela Sturrock, Elliot & MacLean, Camden Treasurer Mark Beaumont, Eaton Peabody, Bangor … [read post]
24 Dec 2019, 8:12 am
Previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), A. [read post]
22 Mar 2016, 7:16 am
The cases are No. 15-901 (Pierce) and No. 15-997 (Bebo). [read post]
1 Dec 2008, 11:33 am
The nominees are: Chair-elect Frank Bishop, Pierce Atwood, Portland Secretary Joseph Bethony, Gross, Minsky, and Mogul, Bangor Mikaela Sturrock, Elliot & MacLean, Camden Treasurer Mark Beaumont, Eaton Peabody, Bangor Director (9 positions open) Justin Weiss, Digital Policy Group, York Hanna Sanders, Legal… [read post]
19 Feb 2021, 11:25 am
(CRD#:10111) of Duluth, Georgia and Raymond James Financial Services, Inc. [read post]
11 Jan 2010, 7:58 pm
Raymond Dearie, the woman's attorney, said that this may be the largest amount the county has ever paid to a single plaintiff. [read post]
16 Mar 2010, 7:50 am
Raymond Chen is the Deputy GC and Solicitor. [read post]
8 Feb 2016, 5:00 am
Since then, the SEC has issued several opinions backing its ALJs in the face of constitutional challenges (See, Timbervest; Raymond J. [read post]
19 Mar 2016, 6:06 am
(Raymond James). [read post]
14 Dec 2011, 6:34 pm
Sinclair and his San Antonio-based business partner, Luther Pierce Hendon, allegedly transferred money from the investment policies into their own bank accounts. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith… [read post]
23 Aug 2012, 7:09 pm
Court of Appeals for the Second Circuit has affirmed a lower court’s ruling to dismiss the ARS lawsuit filed against Merrill Lynch (MER), Merrill Lynch, Pierce, Fenner, and Smith Inc. ( MLPF&S), Moody’s Investor Services (MCO), and the McGraw-Hill Companies, Inc. [read post]
1 Jul 2019, 12:43 pm
Citigroup Global Markets Inc Merrill Lynch, Pierce, Fenner & Smith Inc Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
8 May 2020, 9:47 am
Yee Yee Htwe Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmers Financial Solutions, LLC Randy Jackson Merrill Lynch, Pierce, Fenner & Smith Incorporated E*Trade Securities LLC Scott Levine Craft Capital Management LLC PHX Financial, Inc. [read post]
26 Sep 2010, 2:17 pm
They also seek to have the lawsuit declared a class action to protect “all Muslim men incarcerated, now or in the future, at the Pierce County Jail. [read post]
28 Feb 2023, 7:41 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Carl Birkelbach Birkelbach Investment Securities, Inc. [read post]
